國際ＢＯＴ投資合同格式(附英文)
【題 目】國際ＢＯＴ投資合同格式(附英文)
【頒布單位】
目 錄
１．定義與解釋
２．工程
３．工程造價(jià)
４．工程實(shí)施責(zé)任
５．新公司
６．基礎(chǔ)設(shè)施的建造
７．工程進(jìn)度
８．調(diào)試
９．生效日和特權(quán)
１０．基礎(chǔ)設(shè)施的運(yùn)行
１１．基礎(chǔ)設(shè)施的服務(wù)
１２．基礎(chǔ)設(shè)施的服務(wù)費(fèi)用和收入分配
１３．轉(zhuǎn)讓所有權(quán)
１４．賠償責(zé)任
１５．文件和專利
１６．不可抗力
１７．保險(xiǎn)
１８．情況的變化
１９．通知
２０．爭議解決
２１．放棄主權(quán)豁免權(quán)
２２．法律和語言
２３．仲裁
本合同由＿＿＿＿＿（下稱Ａ）代表＿＿＿＿＿國政府（下稱Ｂ）和根據(jù)中華人民共和國法律組建的＿＿＿＿＿公司（下稱Ｃ）簽署，Ｃ主要辦公地點(diǎn)在中華人民共和國＿＿＿＿＿＿＿＿。
鑒于Ａ和Ｃ于＿＿年＿＿月＿＿日簽訂的基礎(chǔ)設(shè)施建設(shè)備忘錄對Ｂ授予Ｃ勘測和實(shí)施基礎(chǔ)設(shè)施工程的專有權(quán)，方式為Ｂ與Ｃ共同投資。鑒于，貸款協(xié)議、擔(dān)保協(xié)議、保函等為本合同不可分割的一部分，基礎(chǔ)設(shè)施總裝機(jī)容量為＿＿，以及＿＿＿＿＿＿＿＿等主要內(nèi)容達(dá)成了一致意見。
因此雙方達(dá)成協(xié)議如下：
１．定義與解釋：
“工程”指基礎(chǔ)設(shè)施建設(shè)的規(guī)劃、可行性研究、設(shè)計(jì)與工程技術(shù)服務(wù)、建造、供貨、竣工、調(diào)試、試運(yùn)行和運(yùn)行。
“工程造價(jià)”指第３款的費(fèi)用。
“運(yùn)行期”指從基礎(chǔ)設(shè)施商業(yè)運(yùn)行開始日計(jì)算的日期。
“竣工期”指Ｃ證明基礎(chǔ)設(shè)施調(diào)試成功并可以開始運(yùn)行期的日期。
“不可抗力”含義見第１６款。
“工程范圍”指實(shí)施本工程時附件二規(guī)定的供貨范圍和服務(wù)范圍。
“轉(zhuǎn)讓日期”指運(yùn)行期最后一天的第二天。
“新公司”指由第５款規(guī)定的Ｃ和＿＿國實(shí)體組建的公司。
“投資協(xié)定”指《中華人民共和國政府和＿＿＿＿＿＿國政府關(guān)于相互鼓勵和保護(hù)投資協(xié)定》。
“專有權(quán)”指備忘錄、協(xié)議以及附屬文件中授予Ｃ或新公司的特殊權(quán)力。
“日”指公歷日。
２．工程
２．１本工程命名為＿＿工程。
２．２基礎(chǔ)設(shè)施位于＿＿＿＿＿國＿＿＿＿＿地區(qū)。其確切位置可以根據(jù)現(xiàn)場條件在詳細(xì)設(shè)計(jì)階段予以調(diào)整。
２．３本工程應(yīng)在建造、運(yùn)行和轉(zhuǎn)讓（ＢＯＴ）的基礎(chǔ)上實(shí)施。
２．４本工程的組成。
２．５經(jīng)Ｂ和Ｃ接受后，最終可行性研究報(bào)告和詳細(xì)設(shè)計(jì)應(yīng)作為本工程開發(fā)和竣工的基礎(chǔ)。
３．工程造價(jià)
３．１工程造價(jià)＿＿億美元，建設(shè)期利息＿＿萬美元，工程總造價(jià)＿＿萬美元，見附件。
３．２工程總造價(jià)應(yīng)由下述費(fèi)用組成但不限于下述費(fèi)用，工程造價(jià)的細(xì)目見附件：
１）可行性研究、設(shè)計(jì)和工程技術(shù)服務(wù)及其他咨詢服務(wù)的費(fèi)用；
２）建造和安裝費(fèi)用；
３）購買設(shè)備和材料的費(fèi)用；
４）管理費(fèi)用（含國外支出）；
５）其他費(fèi)用；
６）不可預(yù)見費(fèi)；
７）建造期利息＿＿％／年加銀行手續(xù)費(fèi)；
８）工程建設(shè)和出口信用保險(xiǎn)的保險(xiǎn)費(fèi)。
３．３工程造價(jià)以可行性研究報(bào)告為基礎(chǔ)。如因工程地質(zhì)等問題引起大的投資變化，資金的追加部分應(yīng)經(jīng)Ｂ批準(zhǔn)。Ｃ與Ｂ另行簽訂追加投資協(xié)議或合同。
４．工程實(shí)施責(zé)任
４．１Ｃ應(yīng)負(fù)責(zé)下述工作，但在新公司成立后，責(zé)任轉(zhuǎn)給新公司，由新公司股東分擔(dān)：
１）設(shè)計(jì)與工程技術(shù)服務(wù)、采購、建造和試運(yùn)行；
２）建造基礎(chǔ)設(shè)施的所有費(fèi)用及所有必要的融資安排；
３）基礎(chǔ)設(shè)施的運(yùn)行；
４）在轉(zhuǎn)讓日期將基礎(chǔ)設(shè)施轉(zhuǎn)讓給Ｂ。
４．２Ｂ應(yīng)負(fù)責(zé)：
１）安排
——向Ｃ或新公司提供一切必要的條件，包括開發(fā)批準(zhǔn)、許可、同意、現(xiàn)場轉(zhuǎn)讓、使用及其他權(quán)利，解決公司注冊、進(jìn)口許可證、關(guān)稅免除等必需的要求；
——為Ｃ獲得貸款提供一切必要的、必需的幫助；
——獲得實(shí)施工程必要的一切管理、法律等方面的同意、批準(zhǔn)、授權(quán)、稅款減免、投資鼓勵；
——為Ｃ或新公司將資金和盈利（美元）從＿＿國帶出從＿＿有關(guān)當(dāng)局獲得一切必要的許可和批準(zhǔn)；
——為Ｃ或新公司的職員以及工程設(shè)計(jì)、制造、安裝、施工人員以及家屬從有關(guān)當(dāng)局獲得工作期的居住簽證、工作許可和其他必要的批準(zhǔn)；
——如果Ｃ或新公司愿意，在擴(kuò)大基礎(chǔ)設(shè)施建設(shè)方面提供一切必要的批準(zhǔn)和許可；
——Ｂ應(yīng)在轉(zhuǎn)讓日期之前為本工程提供必要的安全保衛(wèi)，確保工程建設(shè)人員、運(yùn)行人員和設(shè)施的安全；
——為工程建設(shè)和運(yùn)行提供通訊和交通方便。
２）協(xié)助基礎(chǔ)設(shè)施運(yùn)作。
３）向Ｃ和／或新公司免費(fèi)提供現(xiàn)場包括但不限于施工場地、交通道路用地、輸變電線路用地和某些范圍內(nèi)的開發(fā)和利用等，不予妨礙。
４）同Ｃ或新公司、＿＿＿＿＿保險(xiǎn)公司的代表一起與其他國家政府談判并簽署基礎(chǔ)設(shè)施服務(wù)協(xié)議，應(yīng)保證Ｃ或新公司、＿＿＿＿保險(xiǎn)公司等代表出席談判，并征得其同意。
５）在現(xiàn)場和新公司派駐代表，協(xié)助Ｃ或新公司，并在Ｃ或新公司和Ｂ之間作必要的協(xié)調(diào)。
４．３Ｂ保證本工程運(yùn)行期不少于＿＿年。但是如果內(nèi)部回收率未達(dá)到＿＿％，雙方將商談適當(dāng)延長運(yùn)行期直至年內(nèi)部回收率達(dá)到＿＿％。
４．４先決條件
Ｂ應(yīng)負(fù)責(zé)提供下述文件，使Ｃ在簽署本協(xié)議之日起一個月內(nèi)獲得本協(xié)議的各個部分，這些文件對新公司應(yīng)是有效的：
１）由Ｃ接受的＿＿＿國議會簽發(fā)主權(quán)擔(dān)保書，該擔(dān)保書應(yīng)在轉(zhuǎn)讓日期交回Ｂ。
２）Ｂ承擔(dān)工程建設(shè)費(fèi)用的＿＿％由Ｂ提出，由＿＿國中央銀行作為借款人，由＿＿國財(cái)政部作為擔(dān)保人，簽訂和開出＿＿國銀行和＿＿國保險(xiǎn)公司可以接受的貸款協(xié)議和擔(dān)保手續(xù)以及按照＿＿國銀行的要求，開出信用證或保函。貸款期為＿＿年（包括工程建設(shè)期＿＿年），貸款利息
（年息）＿＿％。Ｂ的貸款可以提前償還。
３）為Ｃ獲得國際一流銀行的貸款提供一切必要的幫助和方便，由Ｂ中央銀行和財(cái)政部開出（包括建設(shè)期利息）和＿＿國保險(xiǎn)公司以及貸款銀行可以接受的Ｃ所占工程費(fèi)用＿＿％份額的貸款保函和擔(dān)保。保函和擔(dān)保期為到達(dá)轉(zhuǎn)讓日期（保函和擔(dān)保有效期到＿＿年＿＿月＿＿日）。
４）＿＿國最高法院院長簽署的法律證明書和＿＿國最高檢察院檢察長簽署的法律證明書，證明本協(xié)議在各方面根據(jù)法律都是有效和可實(shí)施的。＿＿國政府簽發(fā)的批準(zhǔn)書證明該項(xiàng)目的合法性。
５）Ｂ允許本工程所需的施工機(jī)械、材料和設(shè)備等可由海運(yùn)經(jīng)＿＿進(jìn)入＿＿國和／或陸運(yùn)經(jīng)＿＿邊境以及經(jīng)空運(yùn)進(jìn)入＿＿國境內(nèi)，＿＿國邊境檢查機(jī)關(guān)和海關(guān)應(yīng)予以方便和及時的放行。
４．５Ｂ保證其不改變或不允許他人改變現(xiàn)場環(huán)境以致影響本工程的建造和運(yùn)行。
４．６Ｂ工程建設(shè)費(fèi)用的＿％由中方提供買方信貸，其支付給Ｃ的時間分別為：
１）合同簽訂＿日支付貸款額的＿％；
２）＿＿年＿月＿日支付貸款額的＿％；
３）＿＿年＿月＿日支付貸款額的＿％。
４．７雙方應(yīng)互相提供足夠的信息，以便清楚地了解影響工程有關(guān)事物的主要問題。
４．８雙方應(yīng)互相合作以實(shí)現(xiàn)本協(xié)議的目標(biāo)，履行各自的義務(wù)。
５．新公司
５．１雙方同意在新公司股東準(zhǔn)備投資時，但在工程竣工前建立新公司，為此＿＿國政府應(yīng)推薦并指定一個＿＿國實(shí)體成為新公司的股東。Ｃ占股份＿％，應(yīng)是主要公司，應(yīng)任命新公司董事長。其余股份可由＿＿國實(shí)體占有。
５．２工程的設(shè)計(jì)和建造由Ｃ實(shí)施。每月的第＿天（如遇節(jié)假日順延），Ｃ應(yīng)向Ｂ提出基于上一個月的土建和工程的進(jìn)度報(bào)告，這種報(bào)告應(yīng)是證明公正性的結(jié)論性證據(jù)，但明顯計(jì)算錯誤除外。
５．３Ｂ應(yīng)盡力協(xié)助在＿＿國有關(guān)當(dāng)局注冊新公司，從＿＿國有關(guān)當(dāng)局得到一切必要的準(zhǔn)許或批準(zhǔn)。
５．４新公司應(yīng)同樣被賦予第９．２款規(guī)定給予Ｃ的特權(quán)，本協(xié)議規(guī)定的Ｃ的義務(wù)和責(zé)任應(yīng)轉(zhuǎn)交給新公司，并由新公司各股東分擔(dān)。
新公司股東應(yīng)在新公司成立時，在基于本協(xié)議的規(guī)定制訂的公司章程中描述其權(quán)利和義務(wù)的規(guī)定。
５．５如果新公司各股東對本工程的有關(guān)事宜不能達(dá)成協(xié)議，主要股東的意見和決定應(yīng)是最終的，對新公司其他股東具有約束力。
６．基礎(chǔ)設(shè)施的建造
６．１根據(jù)第４．１款關(guān)于基礎(chǔ)設(shè)施建造的義務(wù)，Ｃ完全有權(quán)利同Ｂ協(xié)商從事下述工作：
１）進(jìn)行詳細(xì)的設(shè)計(jì)，其設(shè)計(jì)和施工應(yīng)符合＿＿＿＿國現(xiàn)行國家標(biāo)準(zhǔn)；
２）任命顧問和專業(yè)顧問；
３）購買設(shè)備和材料包括建筑設(shè)備，設(shè)備和材料以及安裝、調(diào)試等應(yīng)符合＿＿＿＿國現(xiàn)行國家標(biāo)準(zhǔn)；
４）任命、組織和領(lǐng)導(dǎo)職工，管理和監(jiān)督工程；
５）簽署提供設(shè)備、材料和服務(wù)的合同；
６）按照以上工程標(biāo)準(zhǔn)，從事完成基礎(chǔ)設(shè)施建設(shè)一切必要的工作；
７）選擇分包商。
６．２Ｂ有權(quán)自費(fèi)監(jiān)督建造和安裝工作的速度和質(zhì)量，因此Ｃ應(yīng)：
１）保證Ｂ和Ｂ任命的與本工程有關(guān)的專家可以進(jìn)入現(xiàn)場，但這種進(jìn)入不應(yīng)妨礙工作；
２）為現(xiàn)場視察人員準(zhǔn)備圖紙和設(shè)計(jì)的復(fù)印件；
３）在工程竣工６個月后，向Ｂ提供＿＿套圖紙和其他文件。
６．３Ｂ應(yīng)保證及時自費(fèi)提供本工程竣工所需要的一切基礎(chǔ)設(shè)施，尤其是：
１）使Ｃ在建造期免費(fèi)擁有現(xiàn)場；
２）保證海關(guān)按時，使Ｃ不受延遲和影響進(jìn)口設(shè)備、材料、施工機(jī)械等；
３）保證Ｃ可以使用＿＿＿國的施工用電和通信設(shè)施，按＿＿國現(xiàn)行工業(yè)用電價(jià)格計(jì)費(fèi)，使用費(fèi)應(yīng)記在Ｃ帳上，按照第３．２款的規(guī)定，打入工程造價(jià)，作為建造費(fèi)用或管理費(fèi)用；Ｃ每兩個月向＿＿＿國電力部門支付一次施工期用電的費(fèi)用；
６．４Ｂ應(yīng)保證在建造期Ｃ可以免去下述稅費(fèi)：
１）免除各種設(shè)備和材料的進(jìn)口關(guān)稅，政府稅費(fèi)以及地方稅費(fèi)，如發(fā)電設(shè)備、施工設(shè)備、車輛（包括臥車、吉普車等）、工具、建筑材料以及其他物品和生活設(shè)施；
２）免除＿＿國有關(guān)當(dāng)局對Ｃ在＿＿國的工程建造活動征收的公司銷售稅、所得稅等各種稅費(fèi)。
７．工程進(jìn)度
７．１雙方應(yīng)共同努力，按照附件四及時使工程竣工。建造期從開工日計(jì)算為＿＿年，Ｃ可以經(jīng)Ｂ同意延長竣工期。
７．２開工日應(yīng)為本協(xié)議生效日＿個月之后的第＿天，但Ｃ可在開工日之前開始修建進(jìn)廠通道、勘探、測量和現(xiàn)場清理等。如果Ｃ按照第９．１款的規(guī)定開始土建工作，開工日應(yīng)為Ｃ實(shí)際開始土建工作的日期，Ｃ應(yīng)通知Ｂ。
７．３在工程實(shí)質(zhì)性竣工時，Ｃ可以由新公司或其代表提出，基礎(chǔ)設(shè)施建設(shè)已成功地完成了調(diào)試，因此竣工日已經(jīng)到來。
７．４如果工程有變化，而這種變化影響到工程的施工時間，Ｃ應(yīng)得到Ｂ關(guān)于延長施工時間的批準(zhǔn)，但Ｂ不應(yīng)無故推延批準(zhǔn)。
８．調(diào)試
８．１雙方應(yīng)按中國標(biāo)準(zhǔn)協(xié)商并就基礎(chǔ)設(shè)施調(diào)試計(jì)劃、程序達(dá)成共識。
８．２Ｃ應(yīng)在開始調(diào)試前＿＿＿天通知Ｂ。
８．３Ｂ和／或其專家有權(quán)參加雙方同意的調(diào)試。
８．４調(diào)試結(jié)束后，Ｃ應(yīng)詢問新公司或其代表：基礎(chǔ)設(shè)施是否調(diào)試成功，并向Ｂ提供這種證明。
９．生效日和特權(quán)
９．１本協(xié)議自簽署之日起生效，但Ｃ有權(quán)保留履行其義務(wù)直至下述條件滿足為止。
１）Ｂ不收租金將現(xiàn)場交給Ｃ，并簽發(fā)同樣內(nèi)容的信函（期限到＿＿年運(yùn)行結(jié)束）。
２）履行第４．４款的規(guī)定。
本協(xié)議一經(jīng)簽署，Ｂ可以終止在本協(xié)議序言中所述的備忘錄中規(guī)定的專有權(quán)的權(quán)力應(yīng)失效。
９．２Ｃ應(yīng)通過Ｂ的安排從有關(guān)當(dāng)局獲得下述特權(quán)的批準(zhǔn)文件，在新公司建立時，應(yīng)將該特權(quán)轉(zhuǎn)讓于新公司或與新公司同時共享。
１）＿＿國中央銀行和財(cái)政部對下述的批準(zhǔn)：
Ｃ的投資包括但不限于這種投資的利潤以美元寄回＿＿＿＿國。
２）Ｂ在轉(zhuǎn)讓日期前對雇傭外國國民擔(dān)任監(jiān)理、技術(shù)和咨詢職位的批準(zhǔn)以及擔(dān)任董事長、財(cái)務(wù)總監(jiān)、總經(jīng)理或類似職位的批準(zhǔn)。
３）工程進(jìn)展必需的國家其它批準(zhǔn)和地方批準(zhǔn)。
４）由＿＿＿國有關(guān)當(dāng)局對下述項(xiàng)目免稅的批準(zhǔn)：
——在項(xiàng)目移交前對進(jìn)口設(shè)備、材料和工程所需的施工設(shè)備和物品的關(guān)稅和進(jìn)口的其它稅收全免；
——自第＿個盈利年起＿年內(nèi)利潤稅、附加稅、地方稅和營業(yè)稅＿％免除，接下來利潤稅免除＿％。
５）投資的自由寄出，包括但不僅限于這種投資的利潤和／或收到的付款或銷售盈利，不扣留稅、匯款稅或根據(jù)＿＿國法律征收的其他稅款。
６）＿＿國政府有關(guān)機(jī)構(gòu)對同本工程有關(guān)的所有設(shè)備材料等直接進(jìn)口的批準(zhǔn)。
７）Ｃ將在＿＿國注冊分公司或子公司。Ｂ簽發(fā)的有關(guān)本工程的注冊證書，確認(rèn)Ｃ（包括分、子公司）是一個根據(jù)＿＿國外國投資法注冊的企業(yè)。
８）可以將酬金（美元）自由寄出＿＿國，免收個人所得稅、匯款稅或其他稅款。
１０．基礎(chǔ)設(shè)施的運(yùn)行
１０．１新公司應(yīng)在運(yùn)行期，即基礎(chǔ)設(shè)施開始商業(yè)運(yùn)行后的＿年內(nèi)負(fù)責(zé)其管理、運(yùn)行、維護(hù)、修理和大修，應(yīng)盡力確保狀況良好。如在３０年運(yùn)行期內(nèi)內(nèi)部回收率未達(dá)到＿％，上述運(yùn)行期的延長應(yīng)經(jīng)雙方商定。
１０．２為了從事必要的大修、維護(hù)、檢查和修理，新公司自竣工日起每年應(yīng)停機(jī)檢修一次。
１０．３根據(jù)第１０．１款的義務(wù)，新公司應(yīng)有權(quán)利：
１）簽訂提供材料和服務(wù)包括購買替換設(shè)備的合同，參與基礎(chǔ)設(shè)施商業(yè)運(yùn)行協(xié)議的談判和簽約；
２）任命、組織和領(lǐng)導(dǎo)職員，管理和監(jiān)督電站；
３）建立和保持定期檢查、維護(hù)和大修程序；
４）從事基礎(chǔ)設(shè)施運(yùn)行所需要的一切其他工作。
１０．４Ｂ和新公司應(yīng)經(jīng)常地共同討論并就基礎(chǔ)設(shè)施運(yùn)行的安全規(guī)則達(dá)成共識。
１０．５新公司應(yīng)按照簽署本協(xié)議時現(xiàn)行的所有＿＿國國家和地方法律及規(guī)則經(jīng)營基礎(chǔ)設(shè)施。
如果任何變化或新的立法
１）使基礎(chǔ)設(shè)施不能在通常的條件下運(yùn)行；
２）使新公司的利益在很大程度上受到減少、受到歧視或其他不利影響；那末雙方應(yīng)協(xié)商，努力就修改本協(xié)議達(dá)成共識。
１０．６Ｂ應(yīng)有權(quán)任命和分配其專家機(jī)構(gòu)監(jiān)督新公司對基礎(chǔ)設(shè)施的經(jīng)營，費(fèi)用由Ｂ承擔(dān)。這種監(jiān)督不應(yīng)妨礙新公司對電站的正常經(jīng)營。
１１．基礎(chǔ)設(shè)施的服務(wù)
１１．１新公司應(yīng)按照合同的規(guī)定向其他國家提供基礎(chǔ)設(shè)施的服務(wù)，但如服務(wù)對象不是合同所規(guī)定的國家，則雙方另行簽訂協(xié)議。
１１．２如果Ｂ打算將基礎(chǔ)設(shè)施的服務(wù)分配到需要的當(dāng)?shù)厥袌�，Ｂ�?yīng)將其作為第１２．４款規(guī)定的資源補(bǔ)償費(fèi)，如Ｂ的需要多于資源補(bǔ)償費(fèi)，應(yīng)經(jīng)新公司同意，但是應(yīng)按照第１２款的規(guī)定以美元向新公司支付費(fèi)用。
１２．基礎(chǔ)設(shè)施的服務(wù)費(fèi)用和收入分配
１２．１為了達(dá)到第＿＿、＿＿、＿＿和＿＿款的目的，Ｂ應(yīng)負(fù)責(zé)同＿＿國政府談判，簽署基礎(chǔ)設(shè)施服務(wù)協(xié)議。Ｂ應(yīng)提供對談判有用和必要的信息和資料，并指定一人會同Ｃ或新公司和＿＿國保險(xiǎn)公司代表負(fù)責(zé)談判。
負(fù)責(zé)談判人員應(yīng)按照下述程序行使職責(zé)：
１）自簽署本協(xié)議之日＿天內(nèi)提交工程的基本思路和整體規(guī)劃；
２）自簽署本協(xié)議之日＿天內(nèi)開始有關(guān)基礎(chǔ)設(shè)施服務(wù)費(fèi)的具體的技術(shù)談判和討論；
３）自簽署本協(xié)議之日＿個月內(nèi)結(jié)束有關(guān)事宜，簽署基礎(chǔ)設(shè)施服務(wù)協(xié)議。
Ｃ或新公司應(yīng)全面協(xié)助和支持Ｂ，提供談判所需要的一切技術(shù)資料、信息和材料。如雙方派遣代表團(tuán)同要求基礎(chǔ)設(shè)施服務(wù)者談判，Ｃ或新公司應(yīng)任命經(jīng)驗(yàn)豐富、技術(shù)過硬的人員參加代表團(tuán)。
１２．２Ｂ和Ｃ或新公司同意作為談判的一個要點(diǎn)：基礎(chǔ)設(shè)施服務(wù)出口付款應(yīng)按月收取，直接轉(zhuǎn)到新公司指定的＿＿國的新公司帳號，以美元結(jié)算，不得扣留稅費(fèi)。
１２．３基礎(chǔ)設(shè)施服務(wù)收入應(yīng)由新公司的主要股東——Ｃ按照下述順序分配：
１）按第１２．４款的規(guī)定向Ｂ支付資源補(bǔ)償費(fèi)；
２）運(yùn)行和維護(hù)費(fèi)用；
３）建造基礎(chǔ)設(shè)施的貸款本息；
４）給新公司股東的股息。
雙方同意使新公司不作任何折舊扣除或設(shè)立任何貯備金，在支付１）、２）兩項(xiàng)后，應(yīng)首先保證償還基礎(chǔ)設(shè)施建設(shè)的本息。＿＿國保險(xiǎn)公司作為出口信用險(xiǎn)的保險(xiǎn)人，在所擔(dān)保的貸款償還期內(nèi)，作為新公司的財(cái)務(wù)總監(jiān)，以便確保貸款本息的償還。
１２．４應(yīng)使用附件一作為參考計(jì)算分配給Ｂ和新公司股東的收入。作為資源補(bǔ)償費(fèi)支付給Ｂ的比例如下所述，并根據(jù)基礎(chǔ)設(shè)施服務(wù)協(xié)議和工程造價(jià)予以調(diào)整：
——在運(yùn)行期的第一個＿年內(nèi)＿％；
——在運(yùn)行期的其他時期＿％。
上述支付給Ｂ的資源補(bǔ)償費(fèi)的補(bǔ)償范圍包括但不僅限于Ｂ提供給Ｃ或新公司自由使用現(xiàn)場、技術(shù)援助、行政安排和支持以及本協(xié)議規(guī)定的其他協(xié)助和支持。
１２．５如主要設(shè)備需要替換，新公司股東應(yīng)按其股份比例增加投資額，用以購買和安裝替換設(shè)備。替換設(shè)備和部件的使用年限由國際上接受的會計(jì)原則確定，如使用年限超過轉(zhuǎn)讓期，替換費(fèi)應(yīng)由Ｂ和新公司按照超過轉(zhuǎn)讓期的年份比例和在轉(zhuǎn)讓期的年份比例分擔(dān)。
１３．轉(zhuǎn)讓所有權(quán)
１３．１在新公司成立以前，Ｃ和Ｂ在建造期和／或運(yùn)行期應(yīng)是基礎(chǔ)設(shè)施或其任何部分的業(yè)主，應(yīng)擁有和行使各種權(quán)利、特權(quán)、對基礎(chǔ)設(shè)施的權(quán)利和利益。新公司成立時，這種所有權(quán)應(yīng)由新公司各股東按其股份比例分享直至轉(zhuǎn)讓期。
Ｂ承認(rèn)這種所有權(quán)，并保證這種所有權(quán)應(yīng)根據(jù)＿＿國法律予以尊重和保護(hù)，Ｂ應(yīng)做出決定、發(fā)布命令或采取必要的措施以保護(hù)這種所有權(quán)。Ｂ保證在任何情況下，無論是任何理由，在建造期或竣工期之后，基礎(chǔ)設(shè)施的所有權(quán)和Ｃ或新公司的其他資產(chǎn)不得予以征用、充公、收歸國有或受
到限制。但Ｃ或新公司取消本工程則例外。
本款中的取消指：ｉ）Ｃ或新公司通知Ｂ不建基礎(chǔ)設(shè)施的最終意愿；ｉｉ）Ｃ或新公司無故不建基礎(chǔ)設(shè)施超過＿個月。
在建造期和／或運(yùn)行期，Ｃ或新公司應(yīng)自行對基礎(chǔ)設(shè)施和構(gòu)成本工程的其他設(shè)施行使置留權(quán)，Ｂ不應(yīng)對此予以反對。
１３．２在轉(zhuǎn)讓期，新公司應(yīng)將對基礎(chǔ)設(shè)施的權(quán)利轉(zhuǎn)讓給Ｂ，新公司不應(yīng)置留，也不能要求補(bǔ)償，除非協(xié)議或補(bǔ)充協(xié)議中另有規(guī)定。
１３．３轉(zhuǎn)讓期１年前，Ｂ和新公司應(yīng)討論基礎(chǔ)設(shè)施轉(zhuǎn)讓的必要程序，在轉(zhuǎn)讓期６個月前，Ｂ和新公司應(yīng)開會商討有關(guān)的清單和轉(zhuǎn)讓的機(jī)制。
１３．４根據(jù)第１３款轉(zhuǎn)讓的基礎(chǔ)設(shè)施和所有其他設(shè)備應(yīng)照原樣轉(zhuǎn)讓，在轉(zhuǎn)讓期之后，新公司對Ｂ經(jīng)營基礎(chǔ)設(shè)施或Ｂ指定的人員經(jīng)營基礎(chǔ)設(shè)施以及基礎(chǔ)設(shè)施發(fā)生的責(zé)任等均不負(fù)任何責(zé)任。
１３．５Ｂ應(yīng)負(fù)責(zé)同第１３款所述的與轉(zhuǎn)讓有關(guān)的所有費(fèi)用和支出（含律師費(fèi)、稅費(fèi)或關(guān)稅，以及獲得政府的批準(zhǔn)和其他批準(zhǔn)、執(zhí)照、注冊和歸檔的費(fèi)用），并采取必要的措施，以補(bǔ)償新公司因轉(zhuǎn)讓產(chǎn)生的所有費(fèi)用和支出。
１４．賠償責(zé)任
１４．１Ｃ或新公司對任何損失均不負(fù)賠償責(zé)任，但由于嚴(yán)重違反本協(xié)議規(guī)定的義務(wù)而造成的直接損失除外。
１４．２在第１４．１款所述情況下，Ｃ或新公司有權(quán)將Ｃ或新公司對建造中或已竣工的基礎(chǔ)設(shè)施的擁有權(quán)和所有權(quán)作為違約罰金全部或部分轉(zhuǎn)讓給Ｂ，以替代對實(shí)際損失的計(jì)算和賠償。這種轉(zhuǎn)讓應(yīng)是Ｃ自愿的或仲裁第２３款裁定的。在貸款本息償還期中，任何轉(zhuǎn)讓須經(jīng)＿＿國保險(xiǎn)公
司和貸款銀行確認(rèn)并批準(zhǔn)。在上述情況下，Ｃ或新公司對Ｂ的賠償責(zé)任僅限于將其對基礎(chǔ)設(shè)施的擁有權(quán)和所有權(quán)轉(zhuǎn)讓給Ｂ，Ｂ向Ｃ或新公司的索賠一律無效。
１５．文件和專利
１５．１本協(xié)議中的任何規(guī)定不應(yīng)被解釋為對本協(xié)議所述設(shè)備的專利或版權(quán)進(jìn)行轉(zhuǎn)讓，所有這些權(quán)利均屬于其真正的合法的主人，Ｃ或新公司應(yīng)保留對有關(guān)規(guī)范、圖紙和其他文件的所有權(quán)利，Ｂ保證在未經(jīng)Ｃ或新公司事先書面同意的條件下，將有關(guān)內(nèi)容泄露給第三國。
１５．２對有關(guān)該項(xiàng)目的所有商務(wù)文件、技術(shù)文件、協(xié)議、議案均應(yīng)保密，其保密權(quán)歸Ｃ或新公司所有。Ｂ保證在未經(jīng)Ｃ或新公司事先書面同意的條件下，將有關(guān)內(nèi)容泄露給第三國或第三方。
１６．不可抗力
１６．１如未履行本協(xié)議的有關(guān)條款、規(guī)定或條件是由于天災(zāi)或Ｃ或新公司力所不及的類似情況所造成的，則這種情況不應(yīng)被視作違反本協(xié)議。
不可抗力包括但不僅限于下述內(nèi)容：
ａ．戰(zhàn)爭、敵意行為（無論是否宣戰(zhàn)）、侵略、國外敵對勢力的行為；
ｂ．叛亂、革命、暴亂、兵變、篡權(quán)或內(nèi)戰(zhàn)；
ｃ．核燃料的輻射造成的離子輻射或污染，核燃料、輻射性有毒爆炸物、爆炸性核聚集的其他危險(xiǎn)性能或核成份的燃燒產(chǎn)生的核廢物造成的離子輻射或污染；
ｄ．以音速或超音速行駛的飛行器或其他空中設(shè)施造成的壓力波；
ｅ．騷亂、騷動、混亂、罷工、破壞、封鎖或雇員的其他工業(yè)行為影響到Ｃ或新公司或其分包商；
ｆ．任何政府當(dāng)局的進(jìn)出口限制、關(guān)閉港口、碼頭、運(yùn)河；
ｇ．火災(zāi)、異常的水災(zāi)、地震、泥石流、塌方、滑坡、暴風(fēng)雨、閃電或其他異常惡劣的天氣；
ｈ．航行事故、船舶故障或損壞；
ｉ．流行病、防疫隔離；
ｊ．原材料短缺、不可預(yù)見的主要貨源關(guān)閉；
ｋ．船卸貨和報(bào)關(guān)時多于３０天的不合理延誤；
ｌ．現(xiàn)場表面下遇到的隱蔽狀況。
１６．２盡管有１６．１款的規(guī)定，Ｂ不應(yīng)自行宣布發(fā)生不可抗力。
１６．３援引不可抗力條款的一方應(yīng)：
ａ．盡快書面通知其他方不可抗力的性質(zhì)和迫使該方暫停履行本協(xié)議規(guī)定的該方義務(wù)的程度；
ｂ．在不可抗力狀況一經(jīng)結(jié)束，盡快恢復(fù)履行義務(wù)。
１６．４如在竣工期之前遇到不可抗力，雙方應(yīng)開會討論修改工程竣工的時間表。
１６．５如在運(yùn)行期遇到不可抗力，運(yùn)行期的延長期應(yīng)等同于不可抗力的適用期。
１６．６盡管有第１６．４和１６．５款的規(guī)定，如不可抗力超過９０天，雙方應(yīng)開會討論本協(xié)議繼續(xù)執(zhí)行的基礎(chǔ)和條件，如雙方認(rèn)為本協(xié)議不能繼續(xù)執(zhí)行，雙方應(yīng)討論減少損失的辦法。
１６．７雙方應(yīng)互相協(xié)商，采取一切合理的步驟將各方因不可抗力造成的損失減少到最低程度。
１６．８如不可抗力的發(fā)生損壞了工程或基礎(chǔ)設(shè)施，Ｃ或新公司沒有義務(wù)重新恢復(fù)之，或完成其修建，但雙方就這種恢復(fù)或完成的條件達(dá)成一致意見則例外。
１７．保險(xiǎn)
Ｃ或新公司應(yīng)負(fù)責(zé)基礎(chǔ)設(shè)施建造或運(yùn)行所要求的保險(xiǎn)。
１８．情況的變化
如由于＿＿國法律或規(guī)則、政府控制下任何機(jī)構(gòu)或組織的法律或法規(guī)，基礎(chǔ)設(shè)施所在區(qū)域地區(qū)當(dāng)局的法律或法規(guī)在協(xié)議簽字之日后生效，如由于現(xiàn)行的這種法律或法規(guī)（含Ｃ簽署本協(xié)議時適用的任何官方解釋）在協(xié)議簽字日后予以修改、撤銷，那么由此產(chǎn)生的對Ｃ在現(xiàn)場、工程或基礎(chǔ)
設(shè)施的利益和／或Ｃ對其投資的經(jīng)濟(jì)回收受到很大程度的影響、歧視或不利影響（包括但不僅限于對把美元資金匯出＿＿國的限制），雙方應(yīng)開會努力就修改本協(xié)議達(dá)成一致意見。
１９．通知
對本協(xié)議的任何通知應(yīng)以書面形式給予，應(yīng)派人送達(dá)或掛號郵寄、電傳或傳真發(fā)送，地址如下：
Ｃ地址：＿＿
電話：＿＿
傳真：＿＿
郵編：＿＿
Ｂ地址：＿＿
電話：＿＿
傳真：＿＿
任何一方均應(yīng)提前＿天通知另一方需改變上述地址，另一方收到這種通知后這種改變則生效。
２０．爭議解決
２０．１在本協(xié)議有效期限內(nèi)，雙方代表應(yīng)至少半年與會一次討論工程的進(jìn)展和基礎(chǔ)設(shè)施的運(yùn)行以便保證雙方的安排在互相滿意的基礎(chǔ)上繼續(xù)進(jìn)行。
２０．２雙方同意如在執(zhí)行本協(xié)議或解釋有關(guān)規(guī)定時產(chǎn)生爭議或歧義，雙方應(yīng)協(xié)商努力解決這種爭議，如不能解決，雙方代表應(yīng)開會解決爭議或歧義，雙方的聯(lián)合決定對各方均有約束力，如根據(jù)本款不能解決爭議或歧義，適用于第２３款。
２０．３如在基礎(chǔ)設(shè)施建造或運(yùn)行的技術(shù)問題上雙方有爭議，應(yīng)提供設(shè)計(jì)和生產(chǎn)標(biāo)準(zhǔn)，提交雙方同意的專家決定。這種決定應(yīng)是最終的，但可以仲裁。如該專家未能在３０天內(nèi)做出決定，或有一方不滿意這種決定，該方可以在收到這種決定通知后或在爭議提交３０天后的３０天內(nèi)將爭
議提交仲裁，詳見第２３款。
２１．放棄主權(quán)豁免權(quán)
Ｂ聲明并保證：本協(xié)議是商業(yè)協(xié)議而不是公共或政府法令，因而Ｂ放棄就其本身或其任何資產(chǎn)由于主權(quán)或根據(jù)任何法律或在任何管轄范圍內(nèi)要求免予訴訟的權(quán)力。
２２．法律和語言
本協(xié)議的適用法律為＿＿國法律，并據(jù)此解釋（技術(shù)標(biāo)準(zhǔn)除外）。本協(xié)議用＿＿文書寫，一式＿份，雙方各持＿份。
２３．仲裁
在執(zhí)行本協(xié)議中產(chǎn)生的或關(guān)于違約的所有分歧，應(yīng)經(jīng)過友好協(xié)商予以解決，如經(jīng)三次以上協(xié)商解決無效，應(yīng)按照《中華人民共和國政府和＿＿＿＿＿＿＿＿國政府關(guān)于相互鼓勵和保護(hù)投資協(xié)定》進(jìn)行。如《投資協(xié)定》失效，則應(yīng)根據(jù)國際商會調(diào)解仲裁規(guī)則，由此法指定三個仲裁員最終
仲裁解決，仲裁應(yīng)在＿＿＿＿進(jìn)行，仲裁員的仲裁應(yīng)是最終的，對雙方均有約束力。
雙方授權(quán)各自代表于＿＿年＿月＿日簽署本協(xié)議，以茲為證。
＿＿國政府代表 中國＿＿總公司代表
（簽字） （簽字）
附件(略）
附件１ 基本情況
附件２ 工程范圍
附件３ 工程造價(jià)
附件４ 工程進(jìn)度
附件５ 貸款協(xié)議和擔(dān)保協(xié)議
附件６ 保函格式和擔(dān)保格式
附件７ 主權(quán)擔(dān)保書格式
附件８ ＿＿國最高法院院長簽署的法律證明書、
＿＿國最高人民檢察院檢察長簽署的法律證明書
附件９ ＿＿國政府批準(zhǔn)書
附件１０ 授權(quán)證書
9. AGREEMENT OF BOT PROJECT
Whole Doc.
This Agreement is made and entered into by and between
The government of_____________(hereinafter called "B") represented
by________(hereinafter called "A")
And
__________Corporation, a company duly organized and existing under the
laws of the People's Republic of China with its principal office
at___________(hereinafter called "C").
Whereas, A and C concluded the Memorandum Concerning __________Project
on the ____________and C had been given Exclusive Right from B to carry
out investigation and implement ____________Project (hereinafter called
"the Project") by way of joint financing between C and B (so called BOT).
Whereas, the loan agreement, guarantee agreement, letter of guarantee,
etc. shall constitute integral components of this Agreement. The Project's
installed capacity is __________.
Now therefore, the parties hereby agree as follows:
1. Definition and Interpretation
"Project" means the planning, feasibility study, design and
engineering, construction, equipping, completion, testing, commissioning
and operation of the infrastructure project.
"Project Cost" means the cost specified in Clause 3.
"Operation Period" means the period specified in Clause 10.1 from the
starting date of commercial operation of the infrastructure project.
"Completion Date" means the day upon which C certifies that the
infrastructure project has successfully completed its testing and can
start Operation Period.
"Force Majeure" shall have the meaning specified in Clause 16.
"Project Scope" means the scope of supply and services of C in
connection with the execution of the Project as described in Annex 2.
"Site" means the site for the infrastructure project including
___________, special roads, and other areas for construction as specified
in Annex 2.
"Transfer Date" means the day following the last day of the Operation
Period.
"New Company" means the Company to be established between C and
________entity as specified in Clause 5.
"Investment Agreement" means the Agreement on Mutual Encouragement and
Protection of Investment between the Government of the People's Republic
of China and the Government of the ___________.
"Exclusive Right" means the special power granted to C or New Company
in the Memorandum, Agreement and its annex.
"Day" means the solar calendar day.
2. The Project
2.1 The Project shall be named as "________".
2.2 The infrastructure project is intended to be located at
__________. The exact location of the infrastructure project may be
adjusted at the stage of detailed design in consideration of the site
condition.
2.3 The Project shall be implemented on Building, Operation and
Transfer Basis.
2.4 The Project shall be composed of ____________________, _________,
_________, the details of which shall be as attached Annex 2 - Scope of
the Project.
2.5 The final feasibility study report and detailed design after
acceptance of B and C shall form basis for the development and completion
of the Project.
3. The Project Cost
3.1 The project cost is $______, interest of the construction period
is $______, the total project cost is $__________, and the details of
which are shown in Annex 3 - Project Cost.
3.2 The total project cost shall comprise but not limited to the
following costs and the details of the project cost shall be as attached
Annex 3 - Project Cost:
1) Cost for feasibility study, design and engineering and other
consulting services;
2) Cost for construction and installation;
3) Cost for purchasing equipment and materials;
4) Cost for administration including overseas expenses;
5) Overhead and miscellaneous expenses;
6) Contingencies;
7) Interest during the construction period (__________% per annum plus
bank commission);
8) Premium for construction insurance and export credit insurance.
3.3 The Project Cost shall be based on the feasibility study report
and in case of a substantial variation in investment arising from geologic
reasons, the additional part to the Project Cost shall be approved by B.
An additional investment agreement or contract should be concluded between
B and C.
4. Responsibilities for Project Execution
4.1 C shall be responsible for the following provided that if and
after New Company is established, responsibilities shall be transferred to
New Company and be shared by the members of New Company:
1) the design and engineering, procurement, construction and
commissioning of the Project;
2) all costs in connection with the building of the infrastructure
project and the arrangement of all necessary funding;
3) operation of the infrastructure project;
4) transfer of the infrastructure project to B on the Transfer Date;
4.2 B shall be responsible for:
1) the arrangement of:
the provision of all necessary development approvals, permits,
consents, site leases, access and other rights for C or New Company
together with the fulfillment of essential requirements such as company
registration, import license and exemption of customs duties and the like;
the provision of all necessary or desirable aids for C to obtain the
loan;
obtaining of all regulatory, statutory and other consents, approvals,
authorizations, tax concessions and investment incentives as described
hereinafter which are necessary or desirable for the implementation of the
Project;
obtaining of all necessary permits and approvals from the relevant
_____________authorities for C or New Company to repatriate capital and
dividends in US Dollars from ______;
obtaining of resident visas, work permits and other necessary
approvals from the relevant authorities for C or New Company's personnel,
design, manufacturing, installation and construction personnel as well as
their direct relatives including the travel in ___________;
the provision of all necessary approvals and permits relating to
extension of the infrastructure project and the Project facilities in
order to increase _________________production if C or New Company intends
to do so;
the provision of all necessary security measures for construction and
operation personnel and Project facilities till the Transfer Date;
the provision of communications and transport facilities of the
Project construction and the operation of the infrastructure project;
2) the assistance in the operation of the infrastructure project.
3) providing C and/or New Company with free use of the Site, including
but not limited to the area of construction site, access road,
transmission line right of way, __________and etc.
4) the negotiation and conclusion of service agreement with
___________Government or other countries' governments jointly with C or
new Company, the People's Insurance Company of China representatives,
whose presence in the negotiation B shall ensure, and whose approval B
Shall obtain;
5) the exportation of ________________percent of __________ produced
by the infrastructure project to __________or any third country;
6) the assignment of its representatives at Site and to the New
Company to assist C or New Company and make necessary coordination between
B and C or New Company.
4.3 B ensures that the Operation Period of the Project shall be not
less than _______years. However if IRR (Inter Rate of Return) does not
reach _______percent, both parties will discuss the proper extension of
the Operation Period until the year IRR reaches _______%.
4.4 Conditions Precedent
B shall be responsible for the provision of the following documents
for C to make available any part of this Agreement within _______months
from the date of signing this Agreement and such documents shall be valid
and effective to New Company:
1) a power guarantee issued by ___________________parliament
acceptable to C in the form defined in Annex 7, which shall be returned to
B on the Transfer Date;
2) warranty to be issued and loan agreement to be concluded with the
proposal made by B for bearing __________percent of the Project Cost, the
Bank of ______________as the loanee and __________Finance Ministry as the
guarantor and acceptable to the Bank of China and the People's Insurance
Company of China, and a letter of credit or letter of guarantee to be
issued as required by the Bank of China provided that the length of
maturity is__________ years including a _______year construction period
and loan interest is ________percent per annum; B may make earlier
reimbursement;
3) loan guarantee and warranty for C's sharing __________% of the
Project Cost including interest of the construction period to be issued by
the Bank of _____________ and ______________Finance Ministry respectively,
acceptable to the People's Insurance Company of China and the Lending Bank
and valid until to the Transfer Date (__________), providing all necessary
assistance in enabling C to obtain the loan from international prime
banks;
4) the legal certificate issued by _____________President of Supreme
Court and the legal certificate issued by______________ Procurator
General, certifying that this Agreement shall be valid and enforceable
under the laws of _____________in every respect in the form defined in
Annex 8; the certificate of approval issued by the Government of
_____________, certifying that the Project is lawful and legitimate;
5) B shall permit the construction machinery, material and equipment
necessary for the Project to be transported into __________via
_____________by sea, and/or by road through __________as Well as by air,
ensuring facilities from the __________border control and customs
authorities.
4.5 B warrants and undertakes that B shall not change or permit others
to change the environment of the Site which adversely affects the
construction or operation of the Project. Such change shall include, but
not limited to, _____________.
4.6 Buyer's Credit for B's sharing __________% of the Project Cost
shall be provided by the Chinese side, payment terms of which to C are as
follows:
1)________% of the credit shall be paid within _________days after the
date of the conclusion of this Agreement;
2)_______% of the credit shall be paid by ____________;
3)_______% of the credit shall be paid by ____________;
......
4.7 The parties shall provide each other sufficient information that
enables each party to have a clear understanding of the principal issues
that affect matters associated with the Project.
4.8 The parties hereto shall mutually collaborate with each other in
order to achieve the objectives of this Agreement and the performance by
each party of their respective obligations.
5. New Company
5.1 The parties agree to establish a New Company at the time when the
members of New Company are ready to invest their portions, but before the
completion of the Project and for this purpose B shall recommend and
designate a _______________entity which will be a member of New Company. C
having _____________ percent of equity, shall be the leading company and
shall appoint chairman of New Company. The remaining portion of equity
shall be shared by _______entity.
5.2 Design and Construction of the Project shall be executed by C. At
monthly intervals until ___________day (subject to postponement in case
of______) of each month, C shall execute a statement of a claim for
progress payment based on the prices for the construction works done in
the preceding month to B and such statement shall be the conclusive
evidence proving fairness of such claim except manifest calculation error.
5.3 B shall make its effort to assist in registering New Company at
authority concerned in __________and to obtain all required permits or
approvals from the relating authorities in ___________.
5.4 New Company shall be granted the same privileged rights as those
granted to C specified in Clause 9.2 and C's obligations and
responsibilities specified in this Agreement shall be transferred to New
Company and be shared by the members of New Company.
The members of New Company shall describe the provisions on their
rights and responsibilities in the articles of incorporation to be made on
the basis of the provisions in this Agreement at the time of the
establishment of New Company.
5.5 If members of New Company do not reach an agreement about any
matters in relation with the Project, the opinion and decision of the
major shareholder shall be final and binding upon the other members of New
Company.
6. Construction of the infrastructure project
6.1 In pursuance of its obligations in relation with the construction
of the infrastructure project under clause 4.1, C shall do followings with
its full right in consultation with B:
1) to prepare detailed design and engineering in conformity with the
national standards of P.R.China in force;
2) to appoint consultants and professional advisers;
3) to purchase equipment and materials including construction
equipment, the specification of which and installation and testing shall
meet the national standards of P.R.China in force;
4) to appoint, organize and direct staff; manage and supervise the
Project;
5) to enter into contracts for the supply of equipment and materials
and services;
6) to do all other thins necessary or desirable for the completion of
the infrastructure project in accordance with the engineering standards;
7) to select subcontractors;
6.2 B shall be entitled at its own cost to monitor the progress and
quality of the construction and installation work and for this purpose C
shall:
1) ensure that B and any experts appointed by B in connection with the
Project are afforded reasonable access to the Site provided that such
access does not materially interfere with the works;
2) make available copies of plans and designs for inspection at the
Site;
3) after ________months of the completion of the Project, supply B
with ______sets of copies of "as built" drawings and other documents.
6.3 B shall ensure that all infrastructure requirements and utilities
necessary for the completion of the infrastructure project are made
available in a timely fashion and accordingly shall at its own cost,
interalia:
1) give free possession of the Site to C during the construction
period;
2) ensure that custom clearance system is available to C to import
equipment and materials for the Project without any delay and
interference;
3) ensure that C will use electricity for construction and
communication facilities in ________, the cost of the utilization of which
shall be for C's account at __________current________________ rate and
shall be included in the Project Cost as cost for construction or cost for
administration as stipulated in Clause 3.2; C shall pay
_____________charge to ______________authority every other months during
the construction period;
4) ensure that C will build transmission line from___________ or
another still nearer place to the Site for the use of _________in
construction, which will be used to transmit _____________ from the
infrastructure project after the completion of the Project;
5) jointly with C negotiate with _______________or other countries'
governments to take necessary actions for the ___________________to be
connected, received and supplied in those countries through the proper
transmission line without any interference at the time of completion of
the Project.
6.4 B shall ensure that during construction period C shall be granted
the exemption of
1) customs duties, government taxes and local levies relating to the
importation of all kinds of equipment and materials such as generating
equipment, construction equipment, vehicles including cars, jeeps, etc.,
tools, construction materials and other goods for the construction of the
infrastructure project as well as accommodation facilities;
2) company sales tax, income tax and so on to be imposed on C
construction activities for the Project in _____________by the
_____________authorities.
7. Project Schedule
7.1 The parties shall work together in order to endeavour to achieve
the timely completion of the Project in accordance with the Project
Schedule as Annex 4 according to which the construction period shall be
_________years from the commencement date. However, C may extend the
construction period upon the agreement of B.
7.2 The commencement date shall be the ______day after _______months
from the Effective Date of this Agreement provided that C can start work
for access road, survey, investigation, clean-up work around the site,
etc. before the commencement date. However, if C commences construction
work in accordance with the provision of Clause 9.1, the commencement date
shall be the date where C materially starts the construction work, which
shall be notified to B by C.
7.3 Upon substantial completion of the infrastructure project, C may
request to New Company or its representative that the infrastructure
project has successfully completed its testing and that accordingly the
Completion Date has occurred.
7.4 If there is a variation to the Project and such variation affects
the construction time of the infrastructure project, then C shall get the
approval of B to extend the construction period, B shall not unreasonably
withhold its approval.
8. Testing
8.1 The parties shall meet and agree procedures and a programme for
the testing of the infrastructure project in accordance with the Chinese
standards.
8.2 C shall give to B ________days' notice of its intention to
commence any testing.
8.3 B and/or its experts shall be entitled to be present at testing
which is agreed upon by the parties.
8.4 Forthwith upon the completion of any testing, C shall request to
New Company or its representative whether or not the infrastructure
project has satisfied such test and shall provide B with a copy of such
certificate.
9. Effective Date and Privileged Right
9.1 This Agreement shall become in full force and effect as of the
date of signing this Agreement provided that C has the right of reserving
the fulfillment of its obligations until the fulfillment of the following
conditions:
1) Handing over the Site to C free from rental charge and issuing by B
of the letter to that effect valid till the expiration of BOT;
2) Fulfillment of the provisions of Clause 4.4.
Upon execution and signing of this Agreement, B's right to terminate
the Exclusive. Right provided in the Memorandum mentioned in the preamble
of this Agreement shall Lapse.
9.2 C shall be given following privileged rights in written document
from the authorities concerned by the arrangement of B thereof and the
same privileged rights shall be transferred to or enjoyed concurrently by
New Company as the case may be, when it is established.
1) Approved by the Bank of the __________________and the
_________Finance Ministry for:
the repatriation of C's investment including, but not limited to, the
profits of such investment in US Dollars.
2) The Government of _______________approval of the employment of
foreign nationals in supervisory, technical and advisory positions and for
the positions of chairman, treasurer and general manager or their
equivalent until the Transfer Date.
3) Other national and local approvals as may be necessary to proceed
with the Project.
4) Approval of tax exemption as below by the authorities concerned in
__________:
Full exemption of customs duties and other levies (if any) throughout
BOT period for the importation of equipment, materials, construction
machinery and other goods for the Project;
_____________percent exemption of profit tax, additional tax, local
tax, and business tax for ______years starting from the first
profit-making year and _________percent profit tax exemption for the
subsequent years.
5) Free remittance of investment including, but not limited to, the
profits of such investment in US Dollars and/or receipt of payments or
sales proceeds in US Dollars, without withholding tax, remittance tax or
any other taxes leviable under________ laws.
6) The approval by the relevant _________________Government agencies
for the immediate importation into _____________of all equipment for the
Project.
7) C shall register its subsidiary or affiliated or associated
companies in _____________. A certificate of Registration issued by the B
in relation to the Project, confirming that C including its subsidiary or
affiliated or associated companies is a registered enterprise under the
Law on Foreign Investment in the __________.
8) Free remittance abroad of the remuneration in US Dollars with
exemption from individual income tax, remittance tax or any other taxes
thereon.
10. Operation of the infrastructure project
10.1 New Company shall be responsible for the management, operation,
maintenance, repair and overhaul of the infrastructure project during the
Operation Period, namely ______years from the starting date of commercial
operation of the infrastructure project and shall use its best endeavours
to ensure the infrastructure project is in good condition and capable of
producing _______in a safe and stable manner. The extension of the above
mentioned Operation Period shall be discussed by both parties if the____
percent IRR is not accomplished within __________years' Operation Period.
10.2 In order to undertake necessary overhaul, maintenance, inspection
and repair, New Company shall perform downtime each year from the
Completion Date.
10.3 In pursuance of its obligation under Clause 10.1, New company
shall have full right to:
1) enter into contracts for the supply of material and services
including purchase of replacement equipment and participate in
negotiations on operation and service agreement conclusion;
2) appoint, organize and direct staff; manage and supervise the
infrastructure project;
3) establish and maintain regular inspection, maintenance and overhaul
procedures;
4) do all other things necessary or desirable for the operation of the
infrastructure project;
10.4 B and New Company shall, from time to time, meet and discuss and
agree safety guidelines for the operation of the infrastructure project.
10.5 New Company shall operate the infrastructure project in
accordance with all __________and local laws and regulations in force at
the date of signing this Agreement.
If any changes or new legislations of laws and regulations would:
1) result in the infrastructure project being unable to operate in
normal conditions;
2) result in the interest of New Company being materially reduced,
prejudiced or otherwise adversely affected;
Then the parties shall meet and endeavour to agree on amendments to
this Agreement.
10.6 B shall be entitled to appoint and allocate its experts agencies
to monitor the operation of the infrastructure project by New Company at
B's cost and expense. The monitoring shal,l not interfere the ordinary
operation of the infrastructure project by New Company.
11. Supply of Service offered by the Infrastructure project
11.1 New Company shall supply the produced _________________to
___________or other countries as stipulated therein. In case that the
power purchaser is other country than _____________, a service agreement
shall be concluded.
11.2 If B intends to distribute part of the produced_________ to local
market on demand, B shall use such ______________as royalty stipulated in
Clause 12.4 and if B needs more _____________than that of royalty portion
it shall be agreed upon by New Company to that effect provided that, in
such case, _______________charge shall be paid to New Company in US
Dollars as stipulated in Clause 12.
12. Service Charge and Income Distribution
12.1 In order to accomplish the purposes specified in Clauses 4.2.4),
4.2.5), 6.3.4) and 11.1, B shall undertake responsibility for the
negotiation with ________Government and the conclusion of service
agreement. B shall provide such information and data as useful and
necessary for the negotiation and appoint a person to cooperate with the
representatives from C or New Company and the People's Insurance Company
of China in charge of the negotiation.
The persons in charge shall do their duty according to the procedures
as below:
1) to submit basic concept and overall plan of the Project within
_______days from the date of singing this Agreement;
2) to start detailed technical negotiation and discussion on the rate
of service charge within _________days from the date of signing this
Agreement;
3) to conclude relevant matters and enter into service agreement
within _______months from the date of signing this Agreement.
C or New Company shall fully assist and support B and provide all
technical data, information and materials, etc. necessary for the
negotiation. In case that the parties send a delegation to negotiate with
a service purchaser, they should appoint the person or persons who are
competent for the delegation at all points in experience and specialty.
12.2 B and C or New Company agree as a negotiation point that payment
for _________export shall be received on monthly basis and directly to New
Company's bank account in_________ denominated by New Company in US
Dollars without any withholding taxes or fees.
12.3 Income from sales of _______shall be distributed by C, the
leading company of New Company, in the following order of priority:
1) Royalty to B stipulated in Clause 12.4;
2) Operation and maintenance cost;
3) Loan principal and interest to construct the infrastructure
project;
4) Dividend to the members of New Company.
The parties agree and acknowledge to cause New Company not to make any
deduction of depreciation or establishment of any reserves and to ensure
payment of principal and interest to construct the infrastructure project
after the payment of the items specified in Clauses I) and 2).
The People's Insurance Company of China will act as the undertaker of
the export credit insurance and treasurer of the New Company during the
repayment period to ensure the reimbursement of the loan principal and
interest.
12.4 The amount of income to be distributed to B and the members of
New Company shall be calculated by using as reference the Basic Case-Annex
1.
The proportion of the amount payable to B as royalty shall be as below
and readjusted based on the service agreement and the Project Cost:
___________percent during the first __________years of the Operation
Period:
____________percent during the remaining years of the Operation
Period.
The above mentioned royalty to B covers, but not limited to, B's
provision of C or New Company's free use of the Site, technical
assistance, administrative arrangement and support and other assistance
and support specified in this Agreement.
12.5 In case that main equipment should be replaced, the members of
New Company shall agree to increase their investment amount in the
proportion of their share to New Company for the procurement and
installation of that replacing equipment. Cost for replacement parts and
equipment of which durable year, determined by the internationally
accepted accounting principle, exceeds Transfer Date, shall be shared
between B and New Company in proportion of the years beyond Transfer Date
and the years falling within Transfer Date.
13. Transfer of Ownership
13.1 Before the establishment of New Company, C and B shall be the
proprietary owners of the infrastructure project or any part thereof
during the construction period and/or the Operation Period and shall
possess and exercise all rights, privileges, titles to and interests in
the infrastructure project. Such ownership shall be shared by the members
of New Company until the Transfer Date in proportion of the percentage of
their share of equity when New Company is established.
B acknowledges such ownership and guarantees that such ownership shall
be respected and protected by B under the laws of ___________and B shall
make resolutions, issue orders or execute any action which is required to
protect such ownership. B guarantees that under any circumstance or for
any cause, the ownership of the infrastructure project and other assets of
C or New Company, during construction or after Completion Date, shall not
be condemned, confiscated, nationalized or restricted by B unless C or New
Company abandons the Project.
Abandonment in this Clause means that i) C or New Company notifies B
of their definite intent to neglect the infrastructure project and ii) C
or New Company's neglect of the infrastructure project lasts more than
_____________months without cause.
During the construction period and/or operation period, C or New
Company shall at its own discretion and necessity cause a lien or
encumbrance to be created on the infrastructure project and other
facilities forming the Project, and B shall not raise any objection
thereto.
13.2 On the Transfer Date New Company shall transfer to B, free from
any lien or encumbrance created by New Company and without the payment of
any compensation, all its right, title to and interest in the
infrastructure project, unless otherwise specified in the Agreement or any
supplementary agreement.
13.3 __________year prior to the Transfer Date, B and New Company
shall discuss the necessary procedure for the transfer of the
infrastructure project and ______months prior to the Transfer Date, B and
New Company shall meet and agree the inventories involved and the
mechanics of transfer.
13.4 The infrastructure project and all other equipment transferred
pursuant to Clause 13 shall be transferred on an "as is" basis and after
the Transfer Date New Company shall be under no liability whatsoever to B
in respect of the operation of the infrastructure project by B or a person
designated by B.
13.5 B shall be responsible for all costs and expenses ( including
legal fees and taxes or duties) incurred in connection with the transfer
referred in Clause 13 and shall at its own cost obtain or effect all
governmental and other approvals, licenses, registrations and filings and
take such other actions as may be necessary for the transfer contemplated
in Clause 13, and reimburse New Company on demand for all such costs and
expenses incurred by New Company in respect of such transfer.
14. Liability
14.1 C or New Company shall be under no responsibility or liability to
compensate any damages except direct damages incurred due to material
breach of its obligations under this Agreement.
14.2 In circumstance provided above in Clause 14.1 C or New Company
shall, at its sole option and discretion, be entitled to transfer to B all
or part of C or New Company's proprietary rights and ownership of the
infrastructure project, under construction or after Completion Date, as
liquidated damages, in lieu of computing and compensating the actual
damages provided that such transfer shall be conducted of C's own free
will or rendered in the arbitration award as stipulated in clause 23.
However, any transfer shall be subject to the confirmation and approval of
the People's Insurance Company of China and the lending bank.
In above case, C or New Company's liability to B shall be limited to
transfer of the proprietary right and ownership of the infrastructure
project and B's claim against C or New Company demanding the damages shall
be extinguished and nullified.
15. Documents and Patents
15.1 Nothing contained in this Agreement shall be construed as
transferring any patent or copyright in equipment covered by the Agreement
and all such rights are hereby expressly reserved to the true and lawful
owners thereof. C or New Company shall retain all rights with respect to
the specifications, plans, drawings and other documents and B undertakes
not to disclose the same or divulge any information contained therein to
any third country without the prior written consent of C or New Company.
15.2 All commercial and technical documents such as agreements and
proposals pertinent to the Project shall be kept confidential. B
undertakes not to disclose the same or divulge any information contained
therein to any third country or party without prior written consent of C
or New Company.
16. Force Majeure
16.1 No failure or omission to carry out or observe any or the terms,
provisions or conditions of this Agreement shall be deemed to be breach of
this Agreement if the same is caused by or arises out of Acts of God or
any conditions of similar nature beyond reasonable control of C or New
Company, including, but not limited to, the following:
a. war, hostilities (whether war be declared or not), invasion, act of
foreign enemies;
b. rebellion, revolution, insurrection, or military or usurped power,
or civil war;
c. ionizing radiation, or contamination by radio-activity from any
nuclear fuel, or from any nuclear waste from the combustion of nuclear
fuel, radio-active toxic explosive, or other hazardous properties of any
explosive nuclear assembly or nuclear component thereof;
d. pressure waves caused by aircraft or other aerial devices traveling
at sonic or supersonic speeds;
e. riot, commotion, disorder, strike, sabotage, lockout or any other
industrial action by employees affecting C or New Company or their
subcontractors;
f. export or import restrictions by any governmental authorities,
closing of harbours, docks, canals;
g. fire, unusual flood, earthquake, mud avalanche, collapse,
landslide, storm, lightning or any other unreasonably severe weather;
h. accidents of navigation or breakdown or injury of vessels;
i. epidemic, quarantine;
j. shortage of raw materials, unforeseen shut-down of major sources of
supply;
k. unreasonable delay of more than _________days in unloading ships
and clearing systems;
l. concealed conditions encountered below the surface of the Site.
16.2 Notwithstanding Clause 16.1, B shall not be entitled to claim for
itself in respect of any Force Majeure in Clause 16.1.
16.3 The party invoking Force Majeure shall:
a. notify the other parties as soon as possible in writing the nature
of the Force Majeure and the extent to which the Force Majeure suspends
the affected party's obligations under this Agreement; and
b. resume performance of its obligations as soon as possible after the
Force Majeure condition no longer exists.
16.4 If the Force Majeure applies prior to the Completion Date, the
parties will meet to discuss a revised timetable for the completion of the
Project.
16.5 If the Force Majeure applies during the Operation Period, the
Operation Period shall be extended by a period equal to that during which
the effect of the Force Majeure applies.
16.6 Notwithstanding Clauses 16.4 and 16.5, if the Force Majeure lasts
for a period in excess of ____________days, the parties hereto will meet
to discuss the basis and terms upon which this Agreement can be continued
and if the parties conclude that this Agreement cannot be continued, then
the parties shall discuss the solution to reduce their loss.
16.7 The parties hereto will consult with each other and take all
reasonable steps to minimize the losses of either party resulting from the
Force Majeure.
16.8 If any event of the Force Majeure occurs which causes damage to
the Project or the infrastructure project, then C or New Company shall not
be obliged to reinstate the same, or, as the case may be, complete the
same, until the parties hereto have agreed upon the terms for such
reinstatement or completion.
17. Insurance
C or New Company shall take out insurance required for the
construction or operation of the infrastructure project.
18. Change in Circumstances
In the event that as a result of any laws or regulations of
___________or any agency or other body under the control of the Government
of ____________or any regional or municipal authority thereof, coming into
effect after the date hereof or as a result of any such laws or
regulations (including any official interpretation thereof C has relied
upon in entering into this Agreement) in force at the date hereof being
amended, modified or repealed, the interest of C in the Site, the Project
or the infrastructure project and/or C's economic return on its investment
is materially reduced, prejudiced or otherwise adversely affected
(including, without limitation, any restriction on the ability to remit
funds in US Dollars outside of_____________) then the parties hereto shall
meet and endeavour to agree amendments to this Agreement.
19. Notices
Any notice to be given under this Agreement shall be in writing and
shall be delivered personally or sent by registered mail, telex or
facsimile transmission to the following:
To B:_______________.
Address: _________________.
Telephone: __________________.
Facsimile: ________________.
To C:_____________.
Address: __________.
Telephone: ___________.
Facsimile: _________.
Any party may change such address or attention by not less than
_______days' notice to the other party in accordance herewith and such
change shall take effect on receipt of such notice by the other party.
20. Dispute Resolution
20.1 Throughout the term of this Agreement representatives of the
parties shall meet regularly at not less than semi-yearly intervals to
discuss the progress of the Project and the operation of the
infrastructure project in order to ensure that the arrangement between the
parties hereto proceeds on a mutually satisfactory basis.
The operation of the infrastructure project in order to ensure that
the arrangement between the parties hereto proceeds on a mutually
satisfactory basis.
20.2 The parties hereto agree that in the event that there is any
dispute or difference between them arising out of this Agreement or in the
interpretation of any of the provisions hereof they shall endeavour to
meet in an effort to resolve such dispute by discussion between them but
failing such resolution the representatives of parties shall meet to
resolve such dispute or difference and the joint decision by them shall be
binding upon the parties hereto and in the event that a settlement of any
such dispute or difference is not reached pursuant to this Clause then
provisions of Clause 23 shall apply.
20.3 In the event any dispute should arise between the parties as to
any technical matter in regard to the construction or operation of the
infrastructure project, design and production standards shall be provided
and the case shall forthwith be referred to the expert chosen by agreement
of both parties. Subject to arbitration, as hereinafter provided, such
decision shall be final and binding upon the parties.
if the expert fails to render his decision within such_________ days
or if either of the parties is dissatisfied with any such decision, the
party may, within ______days after the expiration of the first-named
period of _______days or after receiving notice of such decision, as the
case may be, refer the dispute to arbitration as provided in Clause 23.
21. Waiver of Sovereign Immunity
B represents and warrants that this Agreement is the commercial rather
than public or governmental act and that B waives its right to claim
immunity from legal proceedings with respect to itself or any of its
assets on the ground of sovereignty or otherwise under any law or in any
jurisdiction whether an action may be brought for the enforcement of any
of the obligations arising under this Agreement.
22. Law and Language
This Agreement shall be governed by and construed in accordance with
the laws of ____________except technical specifications. This Agreement
has six (6) originals in ____________language and each party holds three
(3).
23. Arbitration
All disputes, controversies, or differences which may arise between
the parties, out of or in relation to or in connection with this
Agreement, or for the breach thereof shall be settled through amicable
consultation. If three occasions of consultation fail to settle, the
Agreement on Mutual Encouragement and Protection of Investment between the
Government of the People's Republic of China and the Government of
______________________shall apply. In case the issue remains to be
settled, it shall be finally settled by arbitration pursuant to the Rules
of Conciliation and Arbitration of the International Chamber of Commerce,
by three (3) arbitrators designated in accordance with the said Rules.
Arbitration shall be held in ______________and shall use the
____________language.
The award rendered by arbitrators shall be final and binding upon the
parties concerned.
In witness whereof, the parties hereto have caused their respective
duly authorized representatives to execute the Agreement on the ______day
of _______in the year of ________.
For and on behalf of the B For and on behalf of the C
Annex (sketch)
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